 |
|
 |
|
|
The Coal ETF seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Stowe Coal IndexSM. The Index provides exposure to
publicly traded companies worldwide that derive greater than 50% of their revenues from the coal industry. As such, the Fund is subject to the risks of investing in this sector.
|
|
|
 |
|
 |
|
|
|
 |
 |
 |
 |
| As of
July 2, 2009
|
| TOTAL CONSTITUENTS: 34 |
| Holding |
Shares |
Market Value (USD) |
% of net assets |
| |
| China Shenhua Energy Co Ltd 1088 HK |
6,721,408 |
23,980,197 |
9.32% |
| China Coal Energy Co 1898 HK |
18,406,095 |
21,602,021 |
8.39% |
| Joy Global Inc JOYG |
577,599 |
19,828,974 |
7.71% |
| Peabody Energy Corp BTU |
649,521 |
18,940,032 |
7.36% |
| Consol Energy Inc CNX |
558,035 |
17,522,299 |
6.81% |
| Yanzhou Coal Mining Co Ltd 1171 HK |
9,269,961 |
13,265,003 |
5.15% |
| Walter Industries Inc WLT |
317,425 |
12,144,681 |
4.72% |
| Adaro Energy Tbk PT ADRO IJ |
103,501,715 |
11,834,095 |
4.60% |
| Exxaro Resources Ltd EXX SJ |
1,186,581 |
11,744,166 |
4.56% |
| Bucyrus International Inc BUCY |
427,141 |
11,562,707 |
4.49% |
|
|
 |
 |
 |
 |
|
|
|
|
|
 |
 |
 |
 |
|
|
| Sector Risk |
| subject to unpredictable drops in value |
| |
| Non-Diversification Risk |
| susceptible to single market events |
| |
| Foreign Investment |
| subject to political and economic risks |
| |
| Trading Halts |
| subject to "circuit breaker" rules |
| |
| Paying More than NAV |
| price may vary from NAV |
| |
| Tracking Error |
| may be unable to replicate Index results |
| |
| Securities Lending |
| subject to credit and counterparty risk |
| |
|
 |
 |
 |
 |
|
|
|
|
Fact Sheet PDF
|
 |
 |
 |
 |
|
As of
June 30, 2009
|
| Fund Ticker |
KOL |
| Intraday NAV (IIV) |
KOL.IV |
| Index Ticker |
COAL |
| Exchange |
NYSE Arca |
| Commencement Date |
01/10/2008
|
| Gross Expense Ratio * |
0.62% |
| Net Expense Ratio * |
0.62% |
| Options |
Available |
| AUM
|
$269M |
| *
Expenses capped contractually through
05/01/2010.
Cap excludes certain expenses, such as interest.
|
|
 |
 |
 |
 |
|
|
|
|
|
 |
 |
 |
 |
| Nation's First ETF Focused on Coal |
| a world power source generating a significant portion of global energy |
| Pure Play with Global Scope |
| index constituents must be principally engaged the coal industry, deriving greater than 50% of revenues from it |
|
 |
 |
 |
 |
|
|
|
|
 |
 |
 |
 |
| Intraday Access |
| buy or sell anytime during the trading day |
|
| Liquidity |
| traded and supported by market makers and specialists |
|
| Transparency |
| complete index holdings readily available |
|
| Tax Efficiency |
| fund's operation seeks to minimize turnover and capital gains distributions |
|
| Diversification |
| capture a basket of securities in one transaction |
|
| Trading Flexibility |
| ability to short; margin eligibility; options expected |
|
|
 |
 |
 |
 |
|
| |